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Our Business Continuity Plan
Great Nation Investment Corporation has a Business Continuity Plan in order to respond to events that could significantly disrupt our business operations. Since the timing and impact of disasters and disruptions are unpredictable, we will attempt to apply sound judgement while maintaining flexibility for responding to actual events as they occur in order to resume business operations as soon as possible. You are being provided this information so you will understand how we intend to respond to any significant business disruption ("SBD").
We plan to quickly recover and resume business operations following a "SBD" by properly safeguarding and protecting our employees, property, books and records prior to any such event. Following such an event, we will assess our financial and operational viability in order to safely and effectively resume business operations.
Our business continuity plan addresses:
1) electronic data backup and recovery
2) mission critical systems
3) financial and operational assessments
4) communication with customers, employees, regulators and banks
5) regulatory reporting
6) procedures for providing customer access to their funds.
In the event our clearing firm in Dallas, Texas, experiences a "SBD", they also have a Business Continuity Plan in place, including backup of any customer information we provided to them.
Contacting Us Following a SBD
Following a "SBD", contact us at 800-642-4642 or 806-353-6767. In the event this fails, use our email address;
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If these methods fail, contact your agent for further assistance.
If you have a trading account through our clearing firm in Dallas, Texas, you should call our Little Rock Office at 800-486-3007.
Should such attempt be unsuccessful, contact our Home Office at the numbers listed above.
If both attempts are unsuccessful, contact our clearing firm directly at 800-678-3792.
For More Information
If you have questions about our business continuity plan or if you would like a copy of the complete plan, please contact us.
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